Michael Ambrose Ryan

Current Employers

Employment History

• 01/2016 → Present
  Lpl Financial Llc
  Poughkeepsie, NY
• 01/2016 → Present
  Marshall & Sterling Wealth Advisors, Inc.
  Poughkeepsie, NY

Other Businesses

1. 1/14/2016 - Marshall & Sterling Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/4/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 40%. 2. 1/14/2016 - MARSHALL & STERLING, INC. - INVESTMENT-RELATED - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2016 - 30 Hours Per Month/2 Hour During Securities Trading - Time Spent 30% - P&C, fixed annuity, fixed life, disability, health - SALE OF NON-VARIABLE INSURANCE. 3. 5/16/2018 - Marshall & Sterling Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/4/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 60% - I provide investment advisory services through Marshall & Sterling Wealth Advisors, an independent investment advisor firm. I started this business activity in 01/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/28/2019 - No business name - Investment related - Falmouth MA 02540 - Real Estate Rental - start date:07/01/2017 - 10 hrs/mo - 0 hrs during trading - vacation rental.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-10
• S63 Uniform Securities Agent State Law Examination
  1992-09-17

Designations

Other Names

• Michael A Ryan