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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
201 West Big Beaver Road Suite 1001, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Troy | MI | 12/1996 | Present |
| Highpoint Advisor Group | Troy | MI | 08/2015 | Present |
1. 10/23/2015 - Highpoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2015 - 120 Hours Per Month During Securities Trading. 2. 10/30/2015 - Highpoint Advisor Group - DBA: Robert Dopke - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/01/2015 - 120 Hours Per Month During Securities Trading. 3. 11/2/2015 - Robert Dopke - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2015 - 120 Hours Per Month During Securities Trading. 4. 12/9/2020 - Kennedy Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/02/2020 - 120 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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