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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2012-11-13 |
Branch Locations
15 Park Row West Suite 102, Providence, RI 02903 • United States
North Kingstown, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 09/2012 | Present |
| Tiaa | Providence | RI | 09/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-19 |
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