John Paul Robbie

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-07-05

PA RA
APPROVED

Since 2018-07-05

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Mt Laurel, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Elkins Park	PA	03/1984	07/2018
Bank Of America,N.A.	Jenkintown	PA	06/2011	07/2018
Rbc Capital Markets, Llc.	Conshohocken	PA	07/2018	Present
City National Bank	Conshohocken	PA	12/2019	Present

03/1984 → 07/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Elkins Park, PA
06/2011 → 07/2018

Bank Of America,N.A.

Jenkintown, PA
07/2018 → Present

Rbc Capital Markets, Llc.

Conshohocken, PA
12/2019 → Present

City National Bank

Conshohocken, PA

Previous Registrations

2004-04-15 → 2018-07-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Elkins Park, PA

Jenkintown, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-13
S63	Uniform Securities Agent State Law Examination	1995-10-20

S65 Uniform Investment Adviser Law Examination

2004-04-13
S63 Uniform Securities Agent State Law Examination

1995-10-20

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

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