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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2014-02-24 |
Branch Locations
145 Pinelawn Rd Ste 340N, Melville, NY 11747-3241 • United States
Oakdale, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Melville | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
Business Ownership; Larry Joseph & Associates LLC; track business expenses; LLC set up to handle expenses of team practice.; 145 Pinelawn Road, Suite 340N, , Melville, NY, 11747; Not Investment-Related; 03/28/2011; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-28 |
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