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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-02-20 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Costa Mesa | CA | 10/1996 | Present |
I*2058272, Entity Type Fiduciary, Name of OBA: MLPF& S CUST FPO M P M SEP FBO M P Address: Huntington Beach, California, 92646 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 18-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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