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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-07
FL RA APPROVED 2025-06-06
  • TX RA
    APPROVED_RES
    Since 2025-06-07
  • FL RA
    APPROVED
    Since 2025-06-06

Branch Locations

1395 Panther Lane 205 2Nd Fl, Naples , FL 34109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 06/2025
Wells Fargo Advisors Financial Network, Llc Naples FL 06/2025 Present
Previous Registrations
  • 2011-01-03 → 2025-06-05
    Minneapolis, MN
    Ponte Vedra Beach, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
    Naples, FL
  • 2004-11-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

JAWE INC; INV RELATED;NAPLES,GA; SECURITIES INVESTMENT, PAYROLL AND BILL PAYMENT;100% OWNERSHIP; OWNER; START DATE: 06/05/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-06
S63 Uniform Securities Agent State Law Examination 1992-10-09
  • S65 Uniform Investment Adviser Law Examination
    1994-01-06
  • S63 Uniform Securities Agent State Law Examination
    1992-10-09
Other Names
  • John David Awe

View on SEC IAPD

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