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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-05 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
601 Union Street Suite 2900, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Seattle | WA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
REALESTATE INVESTMENT(RENTAL PROPERTIES-CONDO'S, HOUSES, DUPLEX ETC.),BURIEN, WA 98146-OWNER-I TALK TO MY PROPERTY MANAGERS, THEY MANAGE THE PROPERTIES, I HAVE 17 RENTALS. *380956 - Shorewood Lane LLC; Investment related; Vashon Island, WA; Private Company; Limited Partner (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-15 |
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