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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-27
TN RA APPROVED 2007-12-18
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • TN RA
    APPROVED
    Since 2007-12-18

Branch Locations

118 Lee Parkway Dr Ste 305, Chattanooga, TN 37421 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Chattanooga TN 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

FIRST LUTHERAN CHURCH IN CHATTANOOGA - ELDER POSITION: Board of Elders NATURE: Spreading the gospel of Jesus Christ to a fallen world. Fulfilling the great commission in and around Chattanooga, TN. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2012 ADDRESS: 2800 McCallie Ave, Chattanooga TN 37404 DESCRIPTION: I serve on the board of elders which means church members in my "care group" call on me in times of personal crisis or family need for prayer and visitation. Periodically I serve communion during worship. I also help staff the usher teams for Sunday worship. The board of elders serves asa spiritual sounding board for the pastoral staff of the church. TRANSFORMATION PROJECT POSITION: Board of Directors Member NATURE: The mission of the Transformation Project is to make disciples of Jesus Christ by transforming the lives of addictionrelated offenders, their families and future generations through the power of God, thereby reducing repeat offenses andcrime. Transformation Project is a prison ministry that provides non-violent offenders an alternative to prison. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: P.O. Box 22908, Chattanooga TN 37422-2908, United States DESCRIPTION: I would be a member of the Board of Directors which meets quarterly. Though I would have voting rights, which will shape the direction of the nonprofit's future, I will have no access to the financial aspects of running the nonprofit. TRANSFORMATION PROJECT POSITION: Advisory Council member NATURE: The mission of the Transformation Project is to make disciples of Jesus Christ by transforming the lives of addiction related offenders, their families and future generations through the power of God, thereby reducing repeat offenses and crime. Transformation Project is a prison ministry that provides non-violent offenders an alternative to prison INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/04/2015 ADDRESS: P.O. Box 22908, Chattanooga TN 37422-2908, United States DESCRIPTION: The advisory council meets once per quarter on the first Friday of the month in which it meets. My role is to provide input and feedback on current and planned projects of the organization. I will also attend a graduation dinner once a year for graduates of the program. RESIDENTIAL RENTAL PROPERTY POSITION: Owner NATURE: This is my previous primary residence which will be used for rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2025 ADDRESS: 130 Spring LN, Ringgold GA 30736, United States DESCRIPTION: Primarily I will be collecting rent and paying for any needed repairs. I intend to hire a property management company to deal with the day to day concerns of renting the house and vetting prospective tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
S63 Uniform Securities Agent State Law Examination 1992-09-11
  • S66 Uniform Combined State Law Examination
    2006-12-11
  • S63 Uniform Securities Agent State Law Examination
    1992-09-11

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