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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
WI RA APPROVED 2013-01-24
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • WI RA
    APPROVED
    Since 2013-01-24

Branch Locations

18 N Arch St, Janesville, WI 53545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Janesville WI 10/2012 Present
Jpmorgan Chase Bank, N.A. Janesville WI 08/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-22
S63 Uniform Securities Agent State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2013-01-22
  • S63 Uniform Securities Agent State Law Examination
    2005-09-02
Other Names
  • Rebecca Lynn Jose
  • Rebecca L Walsh
  • Becky Walsh

View on SEC IAPD

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