David Patrick Leathers

Current Employers

Employment History

• 12/2014 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 11/2023
  Cetera Advisors Llc
  Denver, CO
• 11/2023 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 11/2023 → Present
  J.W. Cole Financial
  Tampa, FL

Previous Registrations

• 2016-10-03 → 2023-11-29
  Cetera Advisors Llc
  Cumming, GA
• 2014-12-05 → 2016-10-03
  Investors Capital Corp.
  Cumming, GA
  Cumming, GA
  Lynnfield, MA
  Lynnfield, MA
• 2011-02-14 → 2014-12-17
  Lpl Financial Llc
  Cumming, GA
  San Diego, CA
  Cumming, GA
• 2006-06-30 → 2011-02-11
  Qa3 Financial Llc
  Cumming, GA
  Omaha, NE
• 2003-04-17 → 2006-07-19
  Osaic Fs, Inc.
  Cumming, GA
• 2003-04-16 → 2006-07-03
  Independent Advisers Group Corp
  Cumming, GA

Other Businesses

(1) 2ND RECONNAISSANCE BATTALION ASSOCIATION; NOT INVESTMENT RELATED: 327 DAHLONEGA ST, #1001, CUMMING, GA 30040; CHARITABLE MARINE CORP; TREASURER/BOARD MEMBER; ACCOUNTING, TAX RETURNS; START 2006; APPROX 2 HOURS/MONTH, 0 DURING TRADING. (2) CUMMING DEVELOPMENT AUTHORITY; NOT INVESTMENT RELATED; 327 DAHLOGEGA ST, #1001, CUMMING, GA 30040; CITY GOVERNMENT AUTHORITY; CHAIRMAN OF BOARD; CONDUCT BOARD MEETINGS TO HELP CITY OF CUMMING MANAGE REAL ESTATE DEVELOPMENT; START 2020; 2 HOURS/MO, 0 DURING TRADING. (3) David P. Leathers; Insurance Sales Corporation; INVESTMENT RELATED; 327 Dahlonega St, #1001, Cumming, GA 30040; President/CEO; Selling insurance and maintaining corporate records; START DATE 3/1/2003; 8 hours/month during trading. (4) Leathers Investments; DBA; Branding for Investment and insurance; Investment Related; 327 Dahlonega, Ste 1001, Cumming, GA 30040; President/CEO; Creating and maintaining marketing for investment/insurance business; Start 12/2023; 4 hours/month, 0 during trading. (5) Amazing Grace Church, Inc.; Not investment related; 327 Dahlonega Street, Suite 1001, Cumming, GA 30040; Volunteer Board Member/Treasurer; Start 9/27/2024; 0 hours during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-06
• S63 Uniform Securities Agent State Law Examination
  1992-07-30