Mark Schechter

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 06/2017
  Fidelity Management & Researach
  Westlake, TX
• 06/2018 → 08/2020
  J.P. Morgan Securities Llc
  Plano, TX
• 09/2016 → 08/2020
  Uber
  Mckinney, TX
• 08/2020 → 01/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Mckinney, TX
• 08/2020 → 01/2021
  Tiaa
  Mckinney, TX
• 01/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Plano, TX
• 01/2021 → Present
  J.P. Morgan Securities Llc
  Plano, TX

Previous Registrations

• 2020-10-08 → 2021-01-14
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX
• 2018-09-18 → 2020-09-04
  J.P. Morgan Securities Llc
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
• 2006-01-13 → 2007-06-11
  Placemark Investments, Inc.
  Dallas, TX
• 2002-09-06 → 2005-09-13
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD
• 2000-02-14 → 2002-08-14
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Exams

• S66 Uniform Combined State Law Examination
  2018-09-13
• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1992-10-02

Other Names

• Mark Steven Schechter
• Mark S. Schechter