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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-27 |
| AZ | RA | APPROVED | 2018-09-12 |
Branch Locations
12555 Manchester Road, St. Louis, MO 63131 • United States
8620 South River Parkway, Tempe, AZ 85284 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Tempe | AZ | 01/2015 | 02/2017 |
| Ef Legacy Securities, Llc | Tempe | AZ | 04/2016 | 02/2017 |
| Unemployed | Mesa | AZ | 02/2017 | 10/2017 |
| Jp Morgan Chase Bank | Tempe | AZ | 12/2017 | 09/2018 |
| Jp Morgan Securities Llc | Tempe | AZ | 12/2017 | 09/2018 |
| Investment Centers Of America | Scottsdale | AZ | 10/2017 | 11/2017 |
| Edward Jones | Tempe | AZ | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
| S66 | Uniform Combined State Law Examination | 2007-05-10 |
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