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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-19 |
| VA | RA | APPROVED | 2019-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Mclean | VA | 02/2010 | 05/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 05/2019 | Present |
SPRING HATCH, LLC, INVT RELATED, VIENNA, VA, 100% OWNERSHIP, START DATE 2/8/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGEMENT OF REAL ESTATE. | POWER OF ATTORNEY FOR FATHER; INV RELATED; WILMINGTON, NC; POA; 04/2025; 4 HOURS PER MONTH; 0 DURING TRADING; ASSIST FATHER POWER OF ATTORNEY FOR STEPMOTHER; INV RELATED;WILMINGTON,NC; POA ; START DATE: 11/25/2025; 4 HRS PER MONTH; 4 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-04 |
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