John Charles Newell

Employer firm

Newell Financial Services CRD 339826

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 04/2024
  Raymond James Financial Services
  Greenwood Village, CO
• 05/2010 → 04/2024
  Raymond James Financial Services Advisors, Inc
  Greenwood Village, CO
• 03/1999 → Present
  Newell Financial Services
  Greenwood Village, CO
• 05/2006 → Present
  Newpo, Llc
  Greenwood Village, CO
• 04/2024 → 10/2025
  Lpl Financial
  Greenwood Village, CO
• 11/2025 → Present
  Newell Financial Services, Llc.
  Greenwood Village, CO

Previous Registrations

• 2024-04-10 → 2025-10-22
  Lpl Financial Llc
  San Diego, CA
  Denver, CO
  Greenwood Village, CO
• 2010-06-23 → 2024-04-18
  Raymond James Financial Services Advisors, Inc
  Greenwood Village, CO
  Greenwood Village, CO
  Greenwood Village, CO
• 2008-08-01 → 2010-05-07
  Nationwide Securities, Llc
  Greenwood Village, CO
• 1999-01-27 → 2008-08-01
  1717 Capital Management Company
  Greenwood Village, CO
  Aurora, CO

Other Businesses

1- 12/2025 / Insurance / Non-Variable Insurance / Investment Related / 5 hrs mnth / start date 01/01/1998 2- 12/2025 / Newell financial services, Inc / DBA for LPL Business (entity for LPL business) / Investment Related / start date 01/01/1998 3- 12/2025 / Newpo LIC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 1 hr mnth / start date 05/02/2006 4- 12/2025 / Newell-Kimpton Project LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 10/22/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-20
• S63 Uniform Securities Agent State Law Examination
  1996-01-22

Designations

• Chartered Financial Consultant