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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2018-10-15 |
Branch Locations
Two Portland Sq Ste 700, Portland, ME 04101 • United States
Scarborough, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | ME | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | ME | 11/2016 | 10/2018 |
| Ameriprise Financial Services Inc | Portland | ME | 10/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | ME | 03/2020 | Present |
Business Ownership; Synergosity LLC; Owner; Real Estate; 173 Spurwink Rd, , Scarborough, ME, 04074; Investment-Related; 05/05/2021; 20 to 39 hours per month; 1 to 9 during trading hours. Other Business Activities; The Strangely Possibles; music recording and performance; 173 Spurwink Rd, , Scarborough, ME, 04074; Not Investment-Related; 10/23/2018; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-12 |
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