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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-02-16
  • IL RA
    APPROVED
    Since 1998-02-16

Branch Locations

4110 Progress Blvd P.O. Box 632, Peru, IL 61354 • United States

Peru, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 04/1992 Present
Cetera Investment Advisers Llc Schaumburg IL 02/1998 Present
Weber Account And Investment Services, Llc Peru IL 11/2012 Present
  • 04/1992 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/1998 → Present
    Schaumburg, IL
  • 11/2012 → Present
    Weber Account And Investment Services, Llc
    Peru, IL
Other Businesses

1)ACCTNG AND TAX PRAC-OWNER SINCE 1/82-MANAGE CPA PRAC-40HR/WK: 2) PROGRESS PROFESSIONAL CENTER; NOT INV REL; PERU, IL; PRESIDENT; START DATE 10/88; 0 HRS/MTH: 3)WEBER ACCOUNTING AND INVESTMENT SERVICES, LLC; INV REL; PERU, IL; OWNER; CPA PRACTICE AND INVESTMENT SERVICES; START DATE 11/2012; 160HR/MNTH DURING SECURITY TRADING HRS: 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2021; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-22
S63 Uniform Securities Agent State Law Examination 1992-07-17
  • S65 Uniform Investment Adviser Law Examination
    1998-01-22
  • S63 Uniform Securities Agent State Law Examination
    1992-07-17

View on SEC IAPD

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