Marc Allan Compton

Current Employers

Employment History

• 06/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Menlo Park, CA
• 06/2010 → Present
  Bank Of America N.A
  Menlo Park, CA

Previous Registrations

• 2004-01-16 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Bellevue, WA
  Portland, OR
  Beaverton, OR
  Bellevue, WA
  Dallas, TX
  Medford, OR
  Portland, OR
  Vancouver, WA
  Portland, OR
  Oregon City, OR
  Eugene, OR
  Salem, OR
  Portland, OR
  Lake Oswego, OR
  Roseburg, OR
  Portland, OR
  Tigard, OR
  Portland, OR
  Corvallis, OR
• 2002-04-09 → 2004-01-14
  Morgan Stanley Dw Inc.
  San Mateo, CA

Other Businesses

I*135647 For profit or not for profit: For-Profit Organization Name of outside business organization: Buffalo Coffee Co Investment related: N Address of business: Tualatin, Oregon 97062 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/31/2020 Number of hours devoted: 16 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Entity formed to explore the development of a coffee related business. I*70470 FOR-PROFIT ORGANIZATION - BLACK ARROW VENTURES, LLC, TUALATING, OREGON 97062 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 5 HOUR(S) MONTHLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 07/01/14, POSITION - LIMITED PARTNER; LIMITED PARTNER. 50-50 OWNERSHIP OF ENTITY THAT WILL BE FUNDING A TRANSPORTATION START-UP IN PORTLAND OREGON. TRANSPORTATION ACTIVITIES ARE CONFINED TO THE LOCAL AREA OF PORTLAND OREGON AND INVOLVE SAME DAY DELIVERY OF HAULED GOODS BETWEEN ENTITIES. I*1102292 For profit or not for profit: Entity Charitable Name of outside business organization: Southwest Church of Christ Investment related: N Address of business: Tigard, Oregon, 97224 Nature of business: ["Church or Religious Organization"] Position, title, association: ["Officer"], Start date of relationship: 2/1/2023 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Board President of Church Corporation. Lead the board of directors in policy creation and in budgeting activities. No direct access to funds or monies will exist. Leadership capacity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-08
• S63 Uniform Securities Agent State Law Examination
  1992-07-06