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5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-06 |
Branch Locations
405 Water Street Suite 203, Port Huron, MI 48060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co Inc | Port Huon | MI | 01/1999 | 10/2016 |
| Mariner Platform Solutions | Overland Park | KS | 01/2025 | Present |
| Sterling Private Wealth | Port Huron | MI | 01/2025 | Present |
| Huntington National Bank | Columbus | OH | 10/2016 | 10/2024 |
Sterling Private Wealth; Investment related, Port Huron, MI, Offering investment services through Mariner Platform Solutions/Mariner Independent, start date; 01/2025, 160 hours per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-01 |
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