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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-09
AL RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2024-01-09
  • AL RA
    APPROVED
    Since 2009-01-02

Branch Locations

1676 Whatley Dr, Dothan, AL 36303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Dothan AL 01/1995 Present
Raymond James Financial Services Advisors, Inc Dothan AL 01/2009 Present
Closson & Associates Support Co Dothan AL 01/2012 04/2023
Smartbank Dothan AL 05/2023 Present
Smartbank Investment Services Dothan AL 05/2023 Present
  • 01/1995 → Present
    Raymond James Financial Services, Inc.
    Dothan, AL
  • 01/2009 → Present
    Dothan, AL
  • 01/2012 → 04/2023
    Closson & Associates Support Co
    Dothan, AL
  • 05/2023 → Present
    Smartbank
    Dothan, AL
  • 05/2023 → Present
    Smartbank Investment Services
    Dothan, AL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-10
  • S63 Uniform Securities Agent State Law Examination
    1992-08-10
Other Names
  • Chris Closson

View on SEC IAPD

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