Leo Charles Wagner

Employer firm

1St Financial LLC CRD 159015

$5.00M regulatory AUM 22 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Brokersxpress, Llc.
  Chicago, IL
• 09/2011 → Present
  1St Financial Llc
  New Port Richey, FL

Previous Registrations

• 2010-09-25 → 2011-12-31
  Brokersxpress Llc
  Boca Raton, FL
  New Port Richey, FL
• 2009-09-21 → 2010-09-27
  Lpl Financial Llc
  New Port Richey, FL

Other Businesses

Insurance including Fixed and Indexed annuities and Life Insurance, all investment related and I am an Agent for the company, I spend approximately 40% of my time. The companies that I am an agent with as a fixed and or Indexed annuity agent are: Athene, Equitrust, Silac, Clearspring, North American, Atlantic Coast Life, Nassau, Sentinel Life, American Equity, Aspida. For Life Insurance, Protective and Pacific Life. My duty is that I am an independent Insurance agent with these companies, I choose these companies for their investment related products for my clients.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-14
• S63 Uniform Securities Agent State Law Examination
  2004-11-11