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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-12 |
| GA | RA | APPROVED | 2022-12-02 |
| TX | RA | APPROVED_RES | 2022-11-29 |
Branch Locations
412 Georgia Ave Ste 215, Chattanooga, TN 37403 • United States
3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,N.A. | Atlanta | GA | 12/2009 | Present |
| Wells Fargo Clearing Services, Llc | Marietta | GA | 11/2022 | Present |
RBT ENTERPRISES, LLC, NOT INVT RELATED, MONTEAGLE, TN, 50% OWNERSHIP, START DATE 01/15/2020, 20 HRS PER MONTH, 2 HRS DURING TRADING, OPERATION OF TRAVEL CENTER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-24 |
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