James Francis Burns

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Newtown, PA
• 07/2016 → Present
  Massmutual Life Insurance Co
  Newtown Square, PA
• 03/2017 → Present
  Mml Investors Services, Llc
  Newtown Square, PA

Previous Registrations

• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Plymouth Meeting, PA
  Newtown Square, PA
• 2002-06-21 → 2015-01-02
  New England Securities
  Newtown Square, PA
  Newtown Square, PA

Other Businesses

(1) NAME: J BURNS ADVISOR GROUP, LLC INV REL: Y ADD: 16 CAMPUS BLVD SUITE 200, NEWTOWN SQUARE, PA 19073 NATURE: GENERAL/LLC CREATED FOR FUTURE VENTURES FOR INSURANCE BUSINESS POSITION: OWNER START DATE: 01/20/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LLC CREATED FOR FUTURE VENTURES FOR INSURANCE BUSINESS. (2) NAME: JAMES BURNS INV REL: Y ADD: 16 CAMPUS BLVD., NEWTOWN SQUARE, PA 19073 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 07/26/2022 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-04-04

Other Names

• James Francis Burns