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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-31
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-31
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
Massmutual Life Insurance Co Newtown Square PA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-06-21 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newton Square , PA
Other Businesses

(1) NAME: CREATIVE PREMIER AGENCY LLC INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: OUTSIDE INSURANCE SALES POSITION: GENERAL AGENT START DATE: 09/01/2017 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: INDIVIDUAL LIFE, LONG TERM CARE, AND DISABILITY (2) NAME: NEW TECH LLC INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 03/2020 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 (3) NAME: CREATIVE OPERATING AGENCY, LLC INV REL: Y ADD: 16 CAMPUS BLVD, NEWTOWN SQUARE, PA 19073 NATURE: OWNER OF LLC USED FOR FINANCIAL SERVICES BUSINESS POSITION: OWNER START DATE: 12/17/2025 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: OWNER OF LLC USED FOR FINANCIAL SERVICES BUSINESS (4) NAME: CREATIVE OPERATING AGENCY II, LLC INV REL: Y ADD: 16 CAMPUS BLVD, NEWTOWN SQUARE, PA 19073 NATURE: OWNER OF LLC USED FOR FINANCIAL SERVICES BUSINESS POSITION: OWNER START DATE: 12/17/2025 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: OWNER OF LLC USED FOR FINANCIAL SERVICES BUSINESS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12

View on SEC IAPD

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