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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2012-01-31
  • WI RA
    APPROVED
    Since 2012-01-31

Branch Locations

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc. Madison WI 08/2005 Present
Harbour Management, Llc Madison WI 07/2005 02/2018
Harbour Management, Llc Madison WI 02/2018 12/2019
Harbour Management, Llc Madison WI 01/2020 Present
Harbour Investments, Inc Madison WI 01/2020 Present
  • 08/2005 → Present
    Madison, WI
  • 07/2005 → 02/2018
    Harbour Management, Llc
    Madison, WI
  • 02/2018 → 12/2019
    Harbour Management, Llc
    Madison, WI
  • 01/2020 → Present
    Harbour Management, Llc
    Madison, WI
  • 01/2020 → Present
    Madison, WI
Other Businesses

1) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-22
  • S66 Uniform Combined State Law Examination
    2007-03-22

View on SEC IAPD

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