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Robert W. Baird & Co. Incorporated CRD 8158
$394B regulatory AUM 19,985 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-12 |
| AZ | RA | APPROVED | 2020-11-05 |
Branch Locations
2425 E. Camelback Road Suite 530, Phoenix, AZ 85016 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Investments, Llc | San Francisco | CA | 07/2001 | 10/2020 |
| Moors & Cabot, Inc | Boston | MA | 11/2003 | 10/2020 |
| Baird | Phoenix | AZ | 10/2020 | Present |
Name/Address: East-Baker LLC 2425 E Camelback Rd Ste 530 Start Date: 9/8/14 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Passive Investor Investment Related Name/Address: Dirtbag's Bar 2425 E CAMELBACK RD PHOENIX AZ 85016 Start Date: 12/3/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Investment Related Name/Address: East Private Equity LLC 5511 N 2ND ST PHOENIX AZ 85012 Start Date: 10/2/17 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-23 |
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