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Michael Bradley East

Robert W. Baird & Co. Incorporated

Phoenix, AZ

CRD 2250415

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-12
AZ RA APPROVED 2020-11-05
  • TX RA
    APPROVED_RES
    Since 2024-03-12
  • AZ RA
    APPROVED
    Since 2020-11-05

Branch Locations

2425 E. Camelback Road Suite 530, Phoenix, AZ 85016 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investments, Llc San Francisco CA 07/2001 10/2020
Moors & Cabot, Inc Boston MA 11/2003 10/2020
Baird Phoenix AZ 10/2020 Present
  • 07/2001 → 10/2020
    Wells Fargo Investments, Llc
    San Francisco, CA
  • 11/2003 → 10/2020
    Moors & Cabot, Inc
    Boston, MA
  • 10/2020 → Present
    Baird
    Phoenix, AZ
Other Businesses

Name/Address: East-Baker LLC 2425 E Camelback Rd Ste 530 Start Date: 9/8/14 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Passive Investor Investment Related Name/Address: Dirtbag's Bar 2425 E CAMELBACK RD PHOENIX AZ 85016 Start Date: 12/3/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Investment Related Name/Address: East Private Equity LLC 5511 N 2ND ST PHOENIX AZ 85012 Start Date: 10/2/17 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-19
S63 Uniform Securities Agent State Law Examination 1992-06-23
  • S65 Uniform Investment Adviser Law Examination
    2020-10-19
  • S63 Uniform Securities Agent State Law Examination
    1992-06-23
Other Names
  • Brad East

View on SEC IAPD

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