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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | St. Louis | MO | 06/2008 | Present |
1.Missouri Municipal League's Finance and Taxation Policy Committee; 1727 Southridge Drive, Jefferson City, MO 65109; Member - Propose and develop The Missouri Municipal Policy for the League's member municipalities; 06/21/2018; 16.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related 2. Wentzville School District Foundation; 280 Interstate Drive Wentzville, MO 63385; Foundation to raise money to support teachers and students; Director; 07/01/2012; 3 Hours Per Quarter; During Securities trading hours; Not Investment Related. 3. St Charles County Municipal League; 5323 Highway N, PO Box 159, Cottleville, MO 63338; Comprised of all elected officials of St. Charles County; Legislative Committee Member; Meet with other members to discuss legislative issues that may impact municipalities; 08/16/2021; 2 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 4. The BackStoppers Inc of St. Charles County; 10411 Clayton Rd, St Louis, MO 63131; Help raise funds for police and fire entities; Board Member; Assist with fundraising duties and increase awareness of the organization; 02/28/2022; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related. 5. St. Charles County Municipal League; #159, 5323 Highway N Cottleville MO 63338; They assist St. Charles County municipalities by keeping them apprised of relevant local happenings and legislative issues; Finance Committee Member; Assist with setting the budget for the year; 06/04/2024; 2.00hrs/year; Not During Securities Trading Hours; Not Investment-Related. 6. Wentzville School District Foundation; 280 Interstate Drive Wentzville, MO 63385; The Foundation raises money to support teachers and students in the Wentzville School District; Vice President of the Board; The Vice President is in charge of the by-laws of the organization and steps in to assist the President, when absent; 10/14/2025; 3hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-18 |
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