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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-15
  • MO RA
    APPROVED
    Since 2024-11-15

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus St. Louis MO 06/2008 Present
  • 06/2008 → Present
    Stifel Nicolaus
    St. Louis, MO
Other Businesses

1.Missouri Municipal League's Finance and Taxation Policy Committee; 1727 Southridge Drive, Jefferson City, MO 65109; Member - Propose and develop The Missouri Municipal Policy for the League's member municipalities; 06/21/2018; 16.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related 2. Wentzville School District Foundation; 280 Interstate Drive Wentzville, MO 63385; Foundation to raise money to support teachers and students; Director; 07/01/2012; 3 Hours Per Quarter; During Securities trading hours; Not Investment Related. 3. St Charles County Municipal League; 5323 Highway N, PO Box 159, Cottleville, MO 63338; Comprised of all elected officials of St. Charles County; Legislative Committee Member; Meet with other members to discuss legislative issues that may impact municipalities; 08/16/2021; 2 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 4. The BackStoppers Inc of St. Charles County; 10411 Clayton Rd, St Louis, MO 63131; Help raise funds for police and fire entities; Board Member; Assist with fundraising duties and increase awareness of the organization; 02/28/2022; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related. 5. St. Charles County Municipal League; #159, 5323 Highway N Cottleville MO 63338; They assist St. Charles County municipalities by keeping them apprised of relevant local happenings and legislative issues; Finance Committee Member; Assist with setting the budget for the year; 06/04/2024; 2.00hrs/year; Not During Securities Trading Hours; Not Investment-Related. 6. Wentzville School District Foundation; 280 Interstate Drive Wentzville, MO 63385; The Foundation raises money to support teachers and students in the Wentzville School District; Vice President of the Board; The Vice President is in charge of the by-laws of the organization and steps in to assist the President, when absent; 10/14/2025; 3hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-18
  • S66 Uniform Combined State Law Examination
    2006-11-18

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