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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-23 |
| FL | RA | APPROVED | 2009-08-25 |
Branch Locations
355 Alhambra Cir Pbig-Florida Pwm Cg, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 08/2009 | Present |
| Bank Of America, N.A. | Miami | FL | 02/2014 | Present |
I*55285 For profit or not for profit: For-Profit Organization Name of outside business organization: Mi Preferida, LLC Investment related: Y Address of business: Coral Gables, Florida 33134 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/8/2012 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Personal LLC created to hold investments I*121981 For profit or not for profit: For-Profit Organization Name of outside business organization: Miami Angels Investment related: Y Address of business: Miami, Florida 33131 Nature of business: LLC, Position, title, association: Consultant, Start date of relationship: 6/3/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: Angel Investing Organization providing education and opportunity to invest in specific opportunities I*1120264 For profit or not for profit: Entity Charitable Name of outside business organization: St Augustine Catholic Church Investment related: N Address of business: Coral Gables, Florida, 33134 Nature of business: ["Church or Religious Organization"] Position, title, association: ["Committee"], [["Finance committee"]] Start date of relationship: 12/23/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Serving on the Parish Council/Finance Committee I*1725292 Entity Type: For Profit Name of OBA: Mi Preferida II, LLC Address:Coral Gables, FL Investment Related:No Position, Title, Association:General Partner/Managing Member Employee Start Date:01/20/2019 No Hours: 3 Yearly No Hours during trading:0 Duties:Self Directed Roth IRA entity I*1726272 Entity Type: For Profit Name of OBA: LLC (residential property) Address:Coral Gables, FL Investment Related:No Position, Title, Association:Owner Employee Start Date:01/04/2023 No Hours: 3 Yearly No Hours during trading:0 Duties:LLC to hold a residential property that my wife and I own (for liability protection)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-12 |
| S66 | Uniform Combined State Law Examination | 2000-01-03 |
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