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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-23
FL RA APPROVED 2009-08-25
  • TX RA
    APPROVED_RES
    Since 2013-01-23
  • FL RA
    APPROVED
    Since 2009-08-25

Branch Locations

355 Alhambra Cir Pbig-Florida Pwm Cg, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 08/2009 Present
Bank Of America, N.A. Miami FL 02/2014 Present
Previous Registrations
Other Businesses

I*55285 For profit or not for profit: For-Profit Organization Name of outside business organization: Mi Preferida, LLC Investment related: Y Address of business: Coral Gables, Florida 33134 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/8/2012 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Personal LLC created to hold investments I*121981 For profit or not for profit: For-Profit Organization Name of outside business organization: Miami Angels Investment related: Y Address of business: Miami, Florida 33131 Nature of business: LLC, Position, title, association: Consultant, Start date of relationship: 6/3/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: Angel Investing Organization providing education and opportunity to invest in specific opportunities I*1120264 For profit or not for profit: Entity Charitable Name of outside business organization: St Augustine Catholic Church Investment related: N Address of business: Coral Gables, Florida, 33134 Nature of business: ["Church or Religious Organization"] Position, title, association: ["Committee"], [["Finance committee"]] Start date of relationship: 12/23/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Serving on the Parish Council/Finance Committee I*1725292 Entity Type: For Profit Name of OBA: Mi Preferida II, LLC Address:Coral Gables, FL Investment Related:No Position, Title, Association:General Partner/Managing Member Employee Start Date:01/20/2019 No Hours: 3 Yearly No Hours during trading:0 Duties:Self Directed Roth IRA entity I*1726272 Entity Type: For Profit Name of OBA: LLC (residential property) Address:Coral Gables, FL Investment Related:No Position, Title, Association:Owner Employee Start Date:01/04/2023 No Hours: 3 Yearly No Hours during trading:0 Duties:LLC to hold a residential property that my wife and I own (for liability protection)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-12
S66 Uniform Combined State Law Examination 2000-01-03
  • S65 Uniform Investment Adviser Law Examination
    2005-01-12
  • S66 Uniform Combined State Law Examination
    2000-01-03
Other Names
  • Alberto Fernando Cosio
  • Alberto Fernando Cosio

View on SEC IAPD

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