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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-25
OR RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2017-01-25
  • OR RA
    APPROVED
    Since 2012-01-06

Branch Locations

7421 Sw Bridgeport Rd, Portland, OR 97224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Neumann Financial Group Portland OR 01/1993 01/2017
Wfg Portland OR 04/2002 Present
Md'S Llc Portland OR 01/1998 Present
Michael R. Neumann West Linn OR 02/2010 Present
Transamerica Financial Advisors, Inc Portland OR 01/2012 Present
Integrity Logistrics Wilsonville OR 03/2015 12/2022
This Is A Test Retail Portland OR 07/2017 07/2017
Nationwide Student Loans Woodland CA 02/2017 09/2017
Rental Property Vancouver WA 06/2018 Present
We Are The Solution Salem OR 06/2020 06/2021
Love Inc. Clackamas County Oregon City OR 07/2021 07/2022
Wealthwave Portland OR 11/2020 Present
Beach House Rental Neskowin OR 08/2023 Present
Association Of Unit Owners Of The Breakers Condominium Cannon Beach OR 01/2025 Present
  • 01/1993 → 01/2017
    Neumann Financial Group
    Portland, OR
  • 04/2002 → Present
    Wfg
    Portland, OR
  • 01/1998 → Present
    Md'S Llc
    Portland, OR
  • 02/2010 → Present
    Michael R. Neumann
    West Linn, OR
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Portland, OR
  • 03/2015 → 12/2022
    Integrity Logistrics
    Wilsonville, OR
  • 07/2017 → 07/2017
    This Is A Test Retail
    Portland, OR
  • 02/2017 → 09/2017
    Nationwide Student Loans
    Woodland, CA
  • 06/2018 → Present
    Rental Property
    Vancouver, WA
  • 06/2020 → 06/2021
    We Are The Solution
    Salem, OR
  • 07/2021 → 07/2022
    Love Inc. Clackamas County
    Oregon City, OR
  • 11/2020 → Present
    Wealthwave
    Portland, OR
  • 08/2023 → Present
    Beach House Rental
    Neskowin, OR
  • 01/2025 → Present
    Association Of Unit Owners Of The Breakers Condominium
    Cannon Beach, OR
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | CEO | approved co-brand company through WFGIA | investment related | Portland, OR | 11/2020 Association of unit owners of the Breakers condominium / INVESTMENT RELATED: no / CANNON BEACH, OR / secretary / Board member / 01/2025 / Meet 4-5 times per year, take notes and report on sea wall RENTAL PROPERTY / 0062018-PRESENT / INVESTMENT RELATED: YES / 5210 NE 74TH CT, VANCOUVER, WA 98662 / LANDLORD / RENTAL PROPERTY / HRS WORK MONTHLY: 0 / SEC TRADING HRS: 0 / NOTHING Michael R Neuman Corp / 0210-Present / Investment Related: No / 25170 Rancbo Lobo Ct West Linn, OR 97068 / President / Nature Of Business/ Hrs Work Monthly: / Sec Trading Hrs: /Limit my liability MD 's LLC / 0198-Present / Investment Related: No /Portland, OR / Position / Nature Of Business/ Hrs Work Monthly: 1% / Sec Trading Hrs: 1% / Office LLC to run WFG operations BEACH HOUSE RENTAL POSITION: owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 48060 Breakers Blvd #1, Neskowin OR 97149, United States DESCRIPTION: none

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-17
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S65 Uniform Investment Adviser Law Examination
    2005-05-17
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18
Other Names
  • Mike Neumann

View on SEC IAPD

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