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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-30
  • CA RA
    APPROVED
    Since 2026-03-30

Branch Locations

650 S Westlake Boulevard, Thousand Oaks, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Thousand Oaks CA 02/2022 Present
Timios Inc Westlake CA 03/2020 02/2022
Unemployed Thousand Oaks CA 11/2019 02/2020
Amerihome Westlake CA 05/2019 10/2019
Unemployed Gava Mar 04/2016 04/2019
Charles Schwab Bank Thousand Oaks CA 02/2026 Present
  • 02/2022 → Present
    Thousand Oaks, CA
  • 03/2020 → 02/2022
    Timios Inc
    Westlake, CA
  • 11/2019 → 02/2020
    Unemployed
    Thousand Oaks, CA
  • 05/2019 → 10/2019
    Amerihome
    Westlake, CA
  • 04/2016 → 04/2019
    Unemployed
    Gava Mar
  • 02/2026 → Present
    Charles Schwab Bank
    Thousand Oaks, CA
Previous Registrations
  • 2004-06-29 → 2016-04-29
    Td Ameritrade, Inc.
    Manchester, NH
    Bedford, NH
  • 2006-04-24 → 2016-04-29
    Td Ameritrade Investment Management, Llc
    Manchester, NH
    Manchester, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-30
S63 Uniform Securities Agent State Law Examination 2022-09-16
S66 Uniform Combined State Law Examination 2004-06-03
  • S65 Uniform Investment Adviser Law Examination
    2026-03-30
  • S63 Uniform Securities Agent State Law Examination
    2022-09-16
  • S66 Uniform Combined State Law Examination
    2004-06-03

View on SEC IAPD

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