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Charles James Pinigis

Ameriprise Financial Services, LLC

Duluth, GA

Dacula, GA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-26
GA RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2023-08-26
  • GA RA
    APPROVED
    Since 2009-10-05

Branch Locations

2180 Satellite Blvd Ste 100, Duluth, GA 30097 • United States

Dacula, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Duluth GA 10/2009 03/2020
Ameriprise Financial Services, Inc. Duluth GA 10/2009 03/2020
Ameriprise Financial Services, Llc Duluth GA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Duluth, GA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Duluth, GA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Duluth, GA
Previous Registrations
  • 2003-07-09 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Duluth, GA
    Duluth, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-16
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S65 Uniform Investment Adviser Law Examination
    2000-11-16
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01
Other Names
  • Charlie Pinigis

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
PFS INVESTMENTS INC. · DULUTH, GA
LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
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