Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1997-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 05/1997 | Present |
| Bank Of America, Na | Austin | TX | 02/2010 | Present |
I*3993266 Entity Type: N/AName of OBA: A S Address: Austin, Texas, 78759-8575Investment Related: NoPosition, Title, Association: Power of Attorney Employee Start Date: 03/12/2026 Number of Hours: 2, YearlyNumber of Hours during trading: 2, YearlyDuties: Parents I*3991289, Entity Type: , Name of OBA: P H, Address: Austin, Texas, 78759-8339, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/12/2026, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-13 |
| S66 | Uniform Combined State Law Examination | 2005-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-05 |
Reach out to this advisor