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Matthew James Barbera

Uhlmann Investment Management, L.L.C.

Skokie, IL

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Current Employers
Uhlmann Investment Management, L.L.C.

5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-17
  • IL RA
    APPROVED
    Since 2026-03-17

Branch Locations

5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Lisle IL 04/2016 03/2017
Royal Alliance Associates Downers Grove IL 03/2017 07/2020
Resources Investment Advisors Overland Park KS 07/2020 03/2026
Uhlmann Investment Management, Llc Skokie IL 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-03
S65 Uniform Investment Adviser Law Examination 1993-10-01
S63 Uniform Securities Agent State Law Examination 1992-07-20
  • S66 Uniform Combined State Law Examination
    2017-01-03
  • S65 Uniform Investment Adviser Law Examination
    1993-10-01
  • S63 Uniform Securities Agent State Law Examination
    1992-07-20

View on SEC IAPD

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CITIGROUP GLOBAL MARKETS INC.
J.P. MORGAN SECURITIES LLC
FINANCIAL SOLUTIONS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

TIMOTHY CHRISTIAN PERRYMAN
BRONWYN NOREEN MIRRETTI
DOMINIC STEPHEN MIRRETTI
JIM KOLIATSIS
GREGORY SCOTT TONG
JOSE EDUARDO HAUAD
RYAN WILLIAM MCCAIN
MARILYN CAROL FRIEDMAN

Other Offices

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC · SKOKIE, IL
10H CAPITAL · SKOKIE, IL
IHT WEALTH MANAGEMENT LLC · Skokie, IL
EDWARD JONES · SKOKIE, IL
CITIGROUP GLOBAL MARKETS INC. · SKOKIE, IL
J.P. MORGAN SECURITIES LLC · Skokie, IL
FINANCIAL SOLUTIONS, INC. · SKOKIE, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SKOKIE, IL

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