Gloria R. Franz

Current Employers

Employment History

• 01/2007 → 04/2017
  National Planning Corporation
  Palm Desert, CA
• 04/2017 → Present
  Lpl Financial, Llc
  Palm Desert, CA
• 04/2017 → Present
  Wcg Wealth Advisors, Llc
  Palm Desert, CA

Previous Registrations

• 2007-01-12 → 2017-04-27
  National Planning Corporation
  Palm Desert, CA
  Palm Desert, CA
• 2000-10-13 → 2007-01-25
  Citigroup Global Markets Inc.
  Palm Desert, CA
  Palm Desert, CA

Other Businesses

1. 04/27/2017 - FRANZ WEALTH MANAGEMENT/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 100%/ PALM DESERT, CA 2. 04/27/2017 - THE DESERT SUN/ OUTSIDE, W-2 EMPLOYMENT/ 2%/ PALM SPRINGS, CA 3. 04/27/2017 - CITY OF INDIO - PLANNING COMMISSIONER/ OUTSIDE, W-2 EMPLOYMENT/ 1%/ INDIO, CA 4. 04/27/2017 - FRANZ TATUM WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PALM DESERT, CA. 5. 5/3/2017 - WCG WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/28/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in April 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/4/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails only - Agent - Started 04/28/2017 - 4 Hours Per Month/1 Hour During Securities Trading - Fixed HSA. 7. 8/22/2018 - JFK Hospital - Not Investment Related - 47111 Monroe St, Indio, CA 92201 - For-Profit Board Member - Governing Board Member - Start Date: 08/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Hospital is part of the Tenet Health of Hospitals. Once a month meetings. Assist in the development of the overall vision of customer care and doctor affiliations. 8. 3/2/2021 - The Wealth Consulting Group - DBA: WCG Wealth Advisers, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/25/2021 - 80 Hours Per Month/40 Hour During Securities Trading - Time Spent 50% - I provide investment advisory services through The Wealth Consulting Group, an independent investment advisor firm. I started this business activity in 03/02/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 04/13/2022 - The Wealth Consulting Group - DBA: WCG Wealth Advisers, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/11/2022 - 10 Hours Per Month/ 10 Hours During Securities. 10. 05/24/2023 - Franz Tatum Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/18/2023 - 160 Hours Per Month/ 80 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WCG Wealth Advisors, LLC an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 08/21/2023 - Franz Properties, Inc. - Investment Related - At Reportable Business Location - Real Estate Rental - Start Date 04/15/2023 - 1 Hours Per Month 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-11
• S63 Uniform Securities Agent State Law Examination
  1992-08-03

Designations

Other Names

• Gloria Romero Franz
• Gloria Almanza Romero
• Gloria R Almanza
• Gloria Romerofranz
• Gloria Romero-Fraz
• Gloria Romero-Franz