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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
2202 N. Westshore Blvd Suite 200 [Satellite], Tampa, FL 33607 • United States
238 S Washington Blvd, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tampa | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 11/2016 | 02/2025 |
| Wells Fargo Advisors Financial Network, Llc | Tampa | FL | 02/2025 | Present |
CMM PRESTIAGE FINANCIAL LLC; INV RELATED; TAMPA, FL; USED FOR COMPENSATION; 100% OWNERSHIP; START DATE 03/06/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; AGENT; START DATE 06/16/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING HOURS; PROCESS FINET APPROVED OUTSIDE INSURANCE RELATED BUSINESS MAZZA GP, LLC ; INV RELATED; TAMPA, FL; LLC;90% OWNERSHIP; START DATE: 10/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-13 |
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