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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-21
TX RA APPROVED 2025-02-20
  • FL RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED
    Since 2025-02-20

Branch Locations

2202 N. Westshore Blvd Suite 200 [Satellite], Tampa, FL 33607 • United States

238 S Washington Blvd, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tampa FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 02/2025
Wells Fargo Advisors Financial Network, Llc Tampa FL 02/2025 Present
Previous Registrations
  • 2006-09-18 → 2025-02-20
    Lutz, FL
    Tampa, FL
    Wesley Chapel, FL
    Wesley Chapel, FL
    Tampa, FL
    Tampa, FL
    Largo, FL
    Land O Lakes, FL
    Wesley Chapel, FL
    Seminole, FL
    Seminole, FL
    Land O Lakes, FL
    Tampa, FL
    Sarasota, FL
    Tampa, FL
    Tampa, FL
  • 2003-02-13 → 2006-09-18
    Banc Of America Investment Services, Inc.
    Tampa, FL
    Tampa, FL
Other Businesses

CMM PRESTIAGE FINANCIAL LLC; INV RELATED; TAMPA, FL; USED FOR COMPENSATION; 100% OWNERSHIP; START DATE 03/06/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; AGENT; START DATE 06/16/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING HOURS; PROCESS FINET APPROVED OUTSIDE INSURANCE RELATED BUSINESS MAZZA GP, LLC ; INV RELATED; TAMPA, FL; LLC;90% OWNERSHIP; START DATE: 10/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-11
S63 Uniform Securities Agent State Law Examination 1992-11-13
  • S66 Uniform Combined State Law Examination
    2002-11-11
  • S63 Uniform Securities Agent State Law Examination
    1992-11-13
Other Names
  • Christopher Michael Mazza
  • Chris Mazza
  • Christopher Mazza
  • Christopher M Mazza

View on SEC IAPD

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