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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-08-20 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
1956 E Main St, Spartanburg, SC 29307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Vienna | VA | 04/2015 | 11/2016 |
| Unemployed | Fairfax | VA | 11/2016 | 05/2017 |
| Suntrust Investment Services, Inc | Atlanta | GA | 06/2017 | 07/2021 |
| Suntrust Bank | Reston | VA | 06/2017 | 07/2021 |
| Wells Fargo Bank, Na | Spartanburg | SC | 06/2021 | Present |
| Wells Fargo Clearing Services, Llc | Spartanburg | SC | 07/2021 | Present |
RENTAL PROPERTY, INV RELATED, SOUTH WINDSOR, CT, 75% OWNERSHIP, START 7/1/2004, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, MANCHESTER, CT, 50% OWNERSHIP, START 2/1/2004, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-23 |
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