Amy Elizabeth Santarelli

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 08/2018
  Ubs Financial Services Inc.
  Springfield, MA
• 08/2018 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2018 → 03/2025
  Ernst Financial Group
  East Longmeadow, MA
• 03/2025 → Present
  Kj Wealth Advisory
  East Longmeadow, MA

Previous Registrations

• 2016-04-18 → 2018-09-04
  Ubs Financial Services Inc.
  Springfield, MA
• 2011-01-10 → 2014-07-24
  St. Germain Investment Management
  Springfield, MA
• 2010-10-26 → 2010-12-31
  St. Germain Investment Management
  Springfield, MA
• 2008-11-10 → 2010-10-25
  St. Germain Securities, Inc.
  Springfield, MA
  Springfield, MA

Other Businesses

1. Fixed insurance sales; as of 07/18/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Amy Santarelli Wealth Management LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 03/26/2020; 80% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-03
• S63 Uniform Securities Agent State Law Examination
  1992-12-17

Other Names

• Amy E Santarelli
• Amy Elizabeth Shea