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Steven Harry Fischer

Ameriprise Financial Services, LLC

Dayton, OH

Springboro, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-12-16
TX RA APPROVED 2010-03-12
OH RA APPROVED 2009-10-05
  • WV RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED
    Since 2010-03-12
  • OH RA
    APPROVED
    Since 2009-10-05

Branch Locations

7501 E Paragon Rd Ste 204, Dayton, OH 45459 • United States

Springboro, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Dayton OH 10/2009 Present
Previous Registrations
  • 2009-09-08 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Washington Township, OH
  • 2001-06-19 → 2009-05-05
    Citigroup Global Markets Inc.
    Centerville, OH
    Centerville, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-01
S63 Uniform Securities Agent State Law Examination 1992-06-19
  • S65 Uniform Investment Adviser Law Examination
    2009-09-01
  • S63 Uniform Securities Agent State Law Examination
    1992-06-19
Other Names
  • Steve Fischer

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

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