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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-12-12
  • OR RA
    APPROVED
    Since 2024-12-12

Branch Locations

121 Sw Morrison Suite 1800, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Portland OR 01/2017 07/2017
Stifel Portland OR 07/2017 01/2018
Da Davidson Portland OR 04/2018 08/2018
Stifel Portland OR 01/2019 03/2019
Stifel Portland OR 03/2019 08/2024
Homemaker Portland OR 05/2016 01/2017
Homemaker Portland OR 01/2018 04/2018
Homemaker Portland OR 08/2018 01/2019
Stifel Portland OR 12/2024 Present
Extended Travel Bangkok 09/2024 11/2024
  • 01/2017 → 07/2017
    Stifel
    Portland, OR
  • 07/2017 → 01/2018
    Stifel
    Portland, OR
  • 04/2018 → 08/2018
    Da Davidson
    Portland, OR
  • 01/2019 → 03/2019
    Stifel
    Portland, OR
  • 03/2019 → 08/2024
    Stifel
    Portland, OR
  • 05/2016 → 01/2017
    Homemaker
    Portland, OR
  • 01/2018 → 04/2018
    Homemaker
    Portland, OR
  • 08/2018 → 01/2019
    Homemaker
    Portland, OR
  • 12/2024 → Present
    Stifel
    Portland, OR
  • 09/2024 → 11/2024
    Extended Travel
    Bangkok
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-27
S63 Uniform Securities Agent State Law Examination 1999-12-06
  • S66 Uniform Combined State Law Examination
    2021-06-27
  • S63 Uniform Securities Agent State Law Examination
    1999-12-06
Other Names
  • Susan J Nevin
  • Susan J Nevin
  • Suzie Young
  • Susan J Young

View on SEC IAPD

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