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Lanark Financial, Inc. CRD 17870
$1.78B regulatory AUM 50 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-02-11 |
| WI | RA | APPROVED | 2021-03-30 |
| CA | RA | APPROVED | 2017-08-03 |
| AL | RA | APPROVED | 1997-04-23 |
Branch Locations
561 Fairhope Ave Suites 203 D&E, Fairhope, AL 36532 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities, Inc. | Daphne | AL | 05/1996 | Present |
THIRD SATURDAY LLC NOT INVESTMENT RELATED 3111 STERLING ROD BIRMINGHAM, AL 35213 LLC SET UP TO HOLD RIGHTS TO UNIVERSITY OF ALABAMA FOOTBALL STADIUM SKYBOX MEMBER OF LLC START DATE 3/8/05 0 HRS PER MONTH 0 DURING TRADING NO DUTIES WHATSOEVER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-18 |
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