Dale Barton Elliott

Current Employers

Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2022-02-11
WI	RA	APPROVED	2021-03-30
CA	RA	APPROVED	2017-08-03
AL	RA	APPROVED	1997-04-23

NM RA
APPROVED

Since 2022-02-11
WI RA
APPROVED

Since 2021-03-30
CA RA
APPROVED

Since 2017-08-03
AL RA
APPROVED

Since 1997-04-23

Branch Locations

561 Fairhope Ave Suites 203 D&E, Fairhope, AL 36532 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nbc Securities, Inc.	Daphne	AL	05/1996	Present

05/1996 → Present

Nbc Securities, Inc.

Daphne, AL

Other Businesses

THIRD SATURDAY LLC NOT INVESTMENT RELATED 3111 STERLING ROD BIRMINGHAM, AL 35213 LLC SET UP TO HOLD RIGHTS TO UNIVERSITY OF ALABAMA FOOTBALL STADIUM SKYBOX MEMBER OF LLC START DATE 3/8/05 0 HRS PER MONTH 0 DURING TRADING NO DUTIES WHATSOEVER

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-11-18

S63 Uniform Securities Agent State Law Examination

1993-11-18

Other Names

Bart Elliott

View on SEC IAPD

Current Employers

Lanark Financial, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews