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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-08-19
  • NJ RA
    APPROVED
    Since 2008-08-19

Branch Locations

530 Lakehurst Rd Ste 301 The Pyramid Center, Toms River, NJ 08755 • United States

Jackson, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Toms River NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Toms River NJ 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2008-08-05
    Morgan Stanley & Co. Llc
    Toms River, NJ
  • 2002-06-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Toms River, NJ
    Toms River, NJ
Other Businesses

STI PROPERTIES LLC; NON INVESTMENT RELATED; 100% OWNERSHIP; JACKSON, NJ; START 11/2010; 1 HR PER MONTH 0 DURING TRADING; OWN RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, TOMS RIVER, NJ, 100% OWNERSHIP, START DATE 12/10/2010, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGER. RENTAL PROPERTY, INVT RELATED, JACKSON, NY, 100% OWNERSHIP, START DATE 12/1/2011, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-07
S63 Uniform Securities Agent State Law Examination 1992-06-25
  • S65 Uniform Investment Adviser Law Examination
    2002-06-07
  • S63 Uniform Securities Agent State Law Examination
    1992-06-25
Other Names
  • Thomas Chiaravalloti

View on SEC IAPD

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