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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-05-13
TX RA APPROVED 2008-02-27
CA RA APPROVED 2002-08-12
  • OK RA
    APPROVED
    Since 2026-05-13
  • TX RA
    APPROVED
    Since 2008-02-27
  • CA RA
    APPROVED
    Since 2002-08-12

Branch Locations

3255 Old Conejo Road Ste 201, Thousand Oaks, CA 91320 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Newbury Park CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

CONEJO RIDGE REAL ESTATE LLC POSITION: Co-Owner NATURE: leasing office space in the building the LLC owns INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 3255 Old Conejo Rd #201, Thousand Oaks CA 91320, United States DESCRIPTION: showing offices to prospective tenants meeting with bookkeeper quarterly

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-15
S63 Uniform Securities Agent State Law Examination 1992-08-24
  • S65 Uniform Investment Adviser Law Examination
    1999-09-15
  • S63 Uniform Securities Agent State Law Examination
    1992-08-24

View on SEC IAPD

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