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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-11-01 |
| MD | RA | APPROVED | 2018-11-01 |
| MN | RA | APPROVED | 2018-11-01 |
| OK | RA | APPROVED | 2018-11-01 |
| PA | RA | APPROVED | 2018-11-01 |
| VA | RA | APPROVED | 2018-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc. | Lake St. Louis | MO | 11/2002 | Present |
ERICKSON FINANCIAL. Investment related. Marketing of insurance and financial services. Start 12/28/04. Privately contracted musician. Not investment related. Play piano and organ. Start 12/28/04. ASSIST SELECT CLIENTS WITH THE FILING OF THEIR TAX RETURNS USING COMMERCIALLY AVAILABLE PREPARATION SOFTWARE. Not investment related. Start 2/1/07. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 11/1/02. 395 Buford, LLC. Not investment related. Sole Member. Used to own real estate used for office. Start 10/9/24. David V Erickson, LLC. Not investment related. Owner. Used for payroll, expenses and other administrative needs. Unused DBA. Start 8/1/22.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-20 |
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