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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-28
MI RA APPROVED 2010-10-14
  • TX RA
    APPROVED
    Since 2025-03-28
  • MI RA
    APPROVED
    Since 2010-10-14

Branch Locations

835 Mason St Ste B280, Dearborn, MI 48124 • United States

Riverview, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dearborn MI 09/2005 03/2020
Ameriprise Financial Services, Llc Dearborn MI 03/2020 Present
Other Businesses

Outside Employment; City of Riverview; Election Poll Worker - Check in voters. Sanitize polling stations.; ; 14100 Civic Park Dr, , Riverview, MI, 48193; Not Investment-Related; 11/09/2021; 1 to 9 hours per month; 1 to 9 during trading hours / City of Riverview; Check in voters for elections. Sanitize polling stations. Assist the Chairman in following State of Michigan guidelines for voting.; Election Poll Co-Chairman for City of Riverview.; 14100 Civic Park Dr, , Riverview, MI, 48193; Not Investment-Related; 08/08/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-29
S63 Uniform Securities Agent State Law Examination 1992-12-14
  • S66 Uniform Combined State Law Examination
    2010-09-29
  • S63 Uniform Securities Agent State Law Examination
    1992-12-14
Other Names
  • Kathy Showers
  • Kathleen Kay Showers
  • Kathy Prior
  • Kathleen Kay Prior

View on SEC IAPD

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