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Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2018-07-16
  • SD RA
    APPROVED
    Since 2018-07-16

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

It Financial 4120 S. Elmwood Place, Sioux Falls, SD 57105 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 05/2013 06/2018
Questar Asset Management Minneapolis MN 05/2013 06/2018
Newbridge Securities Corp Sioux Falls SD 07/2018 Present
  • 05/2013 → 06/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 05/2013 → 06/2018
    Questar Asset Management
    Minneapolis, MN
  • 07/2018 → Present
    Newbridge Securities Corp
    Sioux Falls, SD
Previous Registrations
  • 2013-05-20 → 2018-06-04
    Questar Asset Management, Inc.
    Minneapolis, MN
    Sioux Falls, SD
  • 2008-07-22 → 2013-05-09
    Woodbury Financial Services, Inc.
    Sioux Falls, SD
    Oakdale, MN
    Sioux Falls, SD
  • 2006-03-22 → 2008-07-18
    Sioux Falls, SD
Other Businesses

1)IT FINANCIAL (DBA): POSITION: Insurance Agent. NATURE: Insurance Sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/03/2013 ADDRESS: 4120 S. ELMWOOD PLACE, SIOUX FALLS SD 57105, United States DESCRIPTION: Insurance sales of fixed, life, health, disability, long term care, employee benefits, property & casualty. 2) VALBURG SKY RANCH: POSITION: Hunting Camp Manager. NATURE: Pheasant hunting. INVESTMENT RELATED: No NUMBER OF HOURS: 29 SECURITIES TRADING HOURS: 29 START DATE: 09/01/2017 ADDRESS: S8, Draper SD 57531, United States DESCRIPTION: Guide pheasant hunters. maintain land for pheasants. cooking for hunters. cleaning sleeping areas.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-03
S63 Uniform Securities Agent State Law Examination 1992-06-12
  • S65 Uniform Investment Adviser Law Examination
    2006-03-03
  • S63 Uniform Securities Agent State Law Examination
    1992-06-12

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