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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-19 |
| AL | RA | APPROVED | 2009-10-23 |
| CA | RA | APPROVED | 2009-10-23 |
| GA | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 10/2009 | Present |
| Bank Of America,N.A. | Beverly Hills | CA | 06/2011 | Present |
I*514138For profit or not for profit: Entity CharitableName of outside business organization: IHSS (In Home Supportive Services)Investment related: NAddress of business: Los Angeles, California, 90007Nature of business: ["Civic League or Social Welfare Organization"]Position, title, association: ["Other"], Start date of relationship: 8/10/2021Number of hours devoted: 12 hour(s) Weekly Number of hours devoted during trading hours: 0Duties: Caretaker for my elderly mother a few hours a week. I*1845284 , Entity Type, For Profi Name of OBA:DNM Ventures LLC Address:Los Angeles,California Investment Related:no position, Title, Association: Director Employee Start Date: 04/24/2024 No Hours: 1 yearly No Hours during trading: 0 Duties:To purchase a property in Los Angeles. I will be the director of the LLC. My two children's irrevocable trusts will own the LLC. This is for estate planning purposes to utilize my lifetime gifting exemption
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-18 |
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