Laura Anne Parker

Current Employers

Employment History

• 10/2009 → 10/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Georgetown, TX
• 10/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Austin, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Austin, TX

Previous Registrations

• 2009-10-23 → 2016-10-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Round Rock, TX
  Austin, TX
  Austin, TX
  Pflugerville, TX
  Georgetown, TX
  San Antonio, TX
  Pflugerville, TX
  Georgetown, TX
• 2002-11-18 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Round Rock, TX
  Austin, TX
  Austin, TX
• 2000-12-13 → 2002-12-03
  Wells Fargo Investments, Llc
  Round Rock, TX

Other Businesses

Real Estate Ownership; Multi-Family; 421 Mistflower Springs DrLeander, TX 78641, ,; Not Investment-Related; 12/15/2017. Business Ownership; LPHWM LLC; ; Entity for management of expenses for financial advisory practice; 11675 Jollyville RdSuite 200Austin, TX 78759, ,; Not Investment-Related; 10/14/2016; 1 to 9 hours per month; 0 during trading hours / Rodan and Fields (Senegence); N/A - Buy products for personal use at a discount.; Skin Care - Personal use only to obtain a discount on product.; 1807 Sam Bass RoadRound Rock, TX 78681, ,; Not Investment-Related; 03/01/2016; 0 hours per month; 0 during trading hours. Outside Employment; Pathsage LLC; Financial Advisor - I managed investments for my clients within the Ameriprise platform, create Financial Plans with the Ameriprise platform, provide customer service to my Ameriprise clients and am an active member of our team's Investment Committee that manages many of the portfolios we use for our SPS Advisor accounts on the Ameriprise platform. Pathsage, LLC. is an entity solely used to run payroll for our Ameriprise practice.; ; 11675 Jollyville Road, Ste 200, , Austin, TX, 78759; Investment-Related; 10/17/2016; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-29
• S63 Uniform Securities Agent State Law Examination
  1992-06-18

Other Names

• Laura Anne Parker
• Laura Anne Worm
• Laura Anne Worm