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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-30 |
Branch Locations
6034 West Courtyard Drive Suite 305, Austin, TX 78730 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 10/2009 | 09/2021 |
| Bank Of America, N.A. | Austin | TX | 12/2009 | 09/2021 |
| Raymond James & Associates, Inc. | Austin | TX | 09/2021 | Present |
(1) Name of Business: Pedernales Hills Homeowners Association Address: 3609 Turkey Creek Dr., Austin, TX, 78730, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/02/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an HOA for a vacation home community. I am tasked with collection of annual dues and issuing payments for roadwork services annually. I am also tasked with reporting the current balances and itemized expenses vs. income at the two semiannual HOA meetings. There are less than 40 members and less than $75k in balances historically.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-07-17 |
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