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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2006-10-05
  • WA RA
    APPROVED
    Since 2006-10-05

Branch Locations

1401 10Th Street, Bellingham, WA 98225-6623 • United States

5400 Carillon Point Building 5000, 4Th Floor, Kirkland, WA 98033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Bellingham WA 10/2006 Present
  • 10/2006 → Present
    Linsco Private Ledger
    Bellingham, WA
Previous Registrations
Other Businesses

1. 12/11/2006 - DBA ONLY - PACKO PRIVATE WEALTH MANAGEMENT, INC. - BELLINGHAM, WA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-30
S63 Uniform Securities Agent State Law Examination 1992-11-20
  • S65 Uniform Investment Adviser Law Examination
    1996-07-30
  • S63 Uniform Securities Agent State Law Examination
    1992-11-20
Other Names
  • Bonnie Jean Burroughs

View on SEC IAPD

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