Paul Arthur Peterson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED	2020-07-14

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED

Since 2020-07-14

Branch Locations

345 Woodcliff Drive, Ste 8, Fairport, NY 14450 • United States

Canandaigua, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Pittsford	NY	04/2009	Present

04/2009 → Present

Lpl Financial

Pittsford, NY

Other Businesses

1. 03/30/2009 - Peterson Financial Group - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s)- 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-25
S63	Uniform Securities Agent State Law Examination	1992-07-29

S65 Uniform Investment Adviser Law Examination

1997-04-25
S63 Uniform Securities Agent State Law Examination

1992-07-29

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews