Paul Arthur Peterson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial
  Pittsford, NY

Other Businesses

1. 03/30/2009 - Peterson Financial Group - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s)- 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-25
• S63 Uniform Securities Agent State Law Examination
  1992-07-29

Designations

• Certified Financial Planner